10,312 compliance jobs at 2,777 companies in Queens, NY
ERM Compliance Lead
New York City or Salt Lake City or San Francisco
$111k-$135k/yr HybridFull Time
3+ YOERequires 3+ years in financial services compliance or risk, knowledge of card, lending, deposit, BSA/AML, and KYC regulations, compliance program experience, and strong communication and organizational skills.
Looker, SQL
Compliance Officer
New York City, New York, United States
OnsiteFull Time
10+ YOE10+ years in compliance, privacy, legal, or regulatory work, including compliance program ownership; 5+ years of healthcare compliance preferred, with HIPAA/HITECH, investigations, monitoring, and corrective action experience.
Compliance Associate, Trading Compliance
Stamford, Connecticut, United States
OnsiteFull Time
1+ YOERequires 1–3 years of compliance experience in investment management, hedge funds, or broker-dealers; asset class knowledge, data analysis, project management, cross-functional collaboration, and strong communication skills.
Artificial Intelligence
Compliance Specialist
Bronx, New York, United States
$70k-$75k/yr OnsiteFull Time
1+ YOE1+ year affordable housing compliance experience; knowledge of federal/state affordable housing regulations; ability to review resident files, interpret regulatory agreements, and prepare compliance reports.
Microsoft Excel, Microsoft Word, Microsoft Outlook, RealPage OneSite
Compliance Manager
Bronx, New York, United States
$115k-$145k/yr OnsiteFull Time
5+ YOEB.S./B.A. in related field, 5+ years compliance experience, completion of Certified Regulatory and Compliance Professional program, strong knowledge of banking regulations, Microsoft Office proficiency, supervisory experience.
Microsoft Office
Compliance Coordinator UBE & Workforce Compliance
New York City, New York, United States
$55k-$72k/yr OnsiteFull Time
1+ YOEBachelor's degree in business administration, construction management, public administration, communications, or related field preferred; 1-3 years experience in UBE, workforce compliance, subcontractor engagement, or related; knowledge of MWBE, DBE, SDVOB programs; Microsoft Office proficiency; compliance software experience preferred.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint, Microsoft Outlook, Textura, LCPtracker
Compliance Manager
Englewood, New Jersey, United States
OnsiteFull Time
6+ YOE6-8 years compliance experience; direct insurance industry experience required; working knowledge of accounting, surplus lines premium tax, producer licensing, and compliance program operation; excellent communication skills.
NIPR, Sircon, OPTins
Compliance Officer
New York, New York, United States
OnsiteFull Time
Assist administration and monitoring of compliance and AML programs, perform KYC/AML reviews, manage staff compliance activities and broker-dealer licensing (U4/U5), prepare regulatory filings and reports (FINRA, OFAC, FinCEN), investigate issues.
Compliance Officer
New York City, New York, United States
$100k-$145k/yr HybridFull Time
2+ YOERequires 2–5 years of financial services compliance experience, substantial FINRA knowledge, a bachelor's degree, and FINRA Series 7 and Series 24 licenses.
Firm Gateway
Compliance Analyst
New York, New York, United States
$80k-$110k/yr HybridFull Time
1+ YOEBachelor's degree,1+ years investment-advisory or broker-dealer compliance experience,experience with equity/fixed-income products,strong analytical and communication skills.
Global Relay Archive & Compliance system
Compliance Officer - Marketing
New York City, New York, United States
$150k-$200k/yr OnsiteFull Time
6+ YOERequires 6+ years of financial services compliance experience, marketing compliance expertise, knowledge of FINRA Rule 2210 and SEC advertising rules, AML and employee compliance familiarity, and strong communication and organizational skills.
FINRA Rule 2210, SEC advertising rules, Investment Adviser Marketing Rule
Compliance Analyst
New York, New York, United States
$70k-$160k/yr OnsiteFull Time
3+ YOE3+ years in financial services control functions, bachelor\u0002s degree, strong attention to detail, communication, organizational skills, and ability to learn compliance systems quickly.
Manager, Compliance
Oceanport or West Orange +1 more
$110k-$143k/yr OnsiteFull Time
5+ YOEBachelor's degree in business, healthcare or related field; 5+ years compliance program management or healthcare experience, specifically physician practices; travel to corporate offices and facilities required.
electronic medical record applications
Compliance Analyst
Mount Arlington, New Jersey, United States
OnsiteFull Time
1+ YOEBachelor's degree, 1–3+ years of legal, regulatory, or compliance experience, strong research and communication skills, customer-facing ability, confidentiality, and Microsoft Word Suite proficiency.
Microsoft Word
Compliance Analyst
New York, New York, United States
$50k-$999k/yr HybridFull Time
3+ YOE3+ years compliance/KYC/AML experience in fintech/payments/crypto, OFAC/PEP screening, transaction monitoring and SAR documentation, BSA/AML knowledge; CAMS a plus.
OFAC, PEP, transaction monitoring platforms, blockchain analytics tools
Compliance Analyst
Salt Lake City or New York City
HybridFull Time
2+ YOERequires 2+ years in BSA/AML/OFAC compliance, transaction monitoring or alerts screening, SQL querying, strong analytical and communication skills, and comfort building processes in ambiguity.
SQL, AI
Compliance, Associate
New York City, New York, United States
OnsiteFull Time
2+ YOE2+ years compliance experience in financial services; strong communication, attention to detail, familiarity with Advisers Act/FINRA preferred; Series 7 and Series 24 licenses or willingness to obtain.
Compliance Associate
Pittsfield or Fairfield
OnsiteFull Time
2+ YOE2-4 years professional experience, compliance or financial services preferred; bachelor's degree preferred; strong organizational, communication, and detail skills; proficiency with Microsoft Excel and/or Google Workspace.
Microsoft Excel, Google Workspace, Orion, Wealthbox, iDoc, MyRepChat, Social Patrol, Microsoft Teams
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