10,489 compliance jobs at 2,899 companies in New York
ERM Compliance Lead
New York City or Salt Lake City or San Francisco
$111k-$135k/yr HybridFull Time
3+ YOERequires 3+ years in financial services compliance or risk, knowledge of card, lending, deposit, BSA/AML, and KYC regulations, compliance program experience, and strong communication and organizational skills.
Looker, SQL
Compliance Officer
New York City, New York, United States
OnsiteFull Time
10+ YOE10+ years in compliance, privacy, legal, or regulatory work, including compliance program ownership; 5+ years of healthcare compliance preferred, with HIPAA/HITECH, investigations, monitoring, and corrective action experience.
Compliance Specialist
Bronx, New York, United States
$70k-$75k/yr OnsiteFull Time
1+ YOE1+ year affordable housing compliance experience; knowledge of federal/state affordable housing regulations; ability to review resident files, interpret regulatory agreements, and prepare compliance reports.
Microsoft Excel, Microsoft Word, Microsoft Outlook, RealPage OneSite
Compliance Manager
Bronx, New York, United States
$115k-$145k/yr OnsiteFull Time
5+ YOEB.S./B.A. in related field, 5+ years compliance experience, completion of Certified Regulatory and Compliance Professional program, strong knowledge of banking regulations, Microsoft Office proficiency, supervisory experience.
Microsoft Office
Compliance Coordinator UBE & Workforce Compliance
New York City, New York, United States
$55k-$72k/yr OnsiteFull Time
1+ YOEBachelor's degree in business administration, construction management, public administration, communications, or related field preferred; 1-3 years experience in UBE, workforce compliance, subcontractor engagement, or related; knowledge of MWBE, DBE, SDVOB programs; Microsoft Office proficiency; compliance software experience preferred.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint, Microsoft Outlook, Textura, LCPtracker
Compliance Officer
New York, New York, United States
OnsiteFull Time
Assist administration and monitoring of compliance and AML programs, perform KYC/AML reviews, manage staff compliance activities and broker-dealer licensing (U4/U5), prepare regulatory filings and reports (FINRA, OFAC, FinCEN), investigate issues.
Compliance Coordinator
Rochester, New York, United States
$63k-$78k/yr RemoteFull Time
5+ YOEAAS or BS in Health Information Management, Healthcare Administration, Finance, or Accounting with healthcare compliance experience; 5+ years healthcare experience with CMS and local payer regulations; RHIT, RHIA, CCS or CCS-P preferred; compliance board certification a plus.
EMR
Compliance Officer
New York City, New York, United States
$100k-$145k/yr HybridFull Time
2+ YOERequires 2–5 years of financial services compliance experience, substantial FINRA knowledge, a bachelor's degree, and FINRA Series 7 and Series 24 licenses.
Firm Gateway
Compliance Analyst
New York, New York, United States
$80k-$110k/yr HybridFull Time
1+ YOEBachelor's degree,1+ years investment-advisory or broker-dealer compliance experience,experience with equity/fixed-income products,strong analytical and communication skills.
Global Relay Archive & Compliance system
Compliance Officer - Marketing
New York City, New York, United States
$150k-$200k/yr OnsiteFull Time
6+ YOERequires 6+ years of financial services compliance experience, marketing compliance expertise, knowledge of FINRA Rule 2210 and SEC advertising rules, AML and employee compliance familiarity, and strong communication and organizational skills.
FINRA Rule 2210, SEC advertising rules, Investment Adviser Marketing Rule
Compliance Manager
Louisville or Indianapolis or Woodlawn or East Syracuse or Harrisburg or Denison +1 more
$93k-$140k/yr HybridFull Time
6+ YOEBA/BS and 6+ years healthcare, regulatory, ethics, compliance or privacy experience; or equivalent combination. Ability to travel may be required. CPA or relevant certification preferred.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint
Compliance Analyst
New York, New York, United States
$70k-$160k/yr OnsiteFull Time
3+ YOE3+ years in financial services control functions, bachelor\u0002s degree, strong attention to detail, communication, organizational skills, and ability to learn compliance systems quickly.
Compliance Analyst
New York, New York, United States
$50k-$999k/yr HybridFull Time
3+ YOE3+ years compliance/KYC/AML experience in fintech/payments/crypto, OFAC/PEP screening, transaction monitoring and SAR documentation, BSA/AML knowledge; CAMS a plus.
OFAC, PEP, transaction monitoring platforms, blockchain analytics tools
Compliance Analyst
Salt Lake City or New York City
HybridFull Time
2+ YOERequires 2+ years in BSA/AML/OFAC compliance, transaction monitoring or alerts screening, SQL querying, strong analytical and communication skills, and comfort building processes in ambiguity.
SQL, AI
Compliance, Associate
New York City, New York, United States
OnsiteFull Time
2+ YOE2+ years compliance experience in financial services; strong communication, attention to detail, familiarity with Advisers Act/FINRA preferred; Series 7 and Series 24 licenses or willingness to obtain.
Compliance Associate
Albany, New York, United States
$54k-$68k/yr OnsiteFull Time
2+ YOEAssociate's degree or two years of contract compliance and vendor relations experience; analytical, project management, and accounting skills; ability to travel up to 60%; transportation industry knowledge preferred.
Compliance Associate
Louisville or Boca Raton or Indianapolis or Baltimore or San Francisco or Denver or New York City or Chicago
HybridFull Time
3+ YOE3-7+ years compliance or risk management experience in financial services; bachelor's degree required; knowledge of Investment Advisers Act, SEC, FINRA; strong analytical and communication skills.
Compliance Officer
New York City, New York, United States
$110k-$140k/yr HybridFull Time
5+ YOERequires 5–8 years in senior compliance, risk, legal, or regulatory financial-services roles, strong conflicts and information-barrier expertise, Advisers Act knowledge, and a JD or bachelor's degree.
COSO Three Lines of Defense Model, Rule 206(4)-7, Form ADV
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