1,986 compliance jobs at 657 companies in Charlotte, NC
Compliance Officer - Legal and Compliance
Charlotte, North Carolina, United States
OnsiteFull Time
6+ YOEBachelor's degree and 6–10 years of investment adviser compliance or relevant experience required, with experience in policies, testing, monitoring, audits, regulatory examinations, and compliance programs.
RedOak, MyComplianceOffice, GlobalRelay
Compliance Analyst
Radnor or Charlotte or Fort Wayne or Greensboro or Hartford or Omaha
$73k-$132k/yr HybridFull Time
3+ YOEBachelor's degree or equivalent experience,3-5+ years compliance experience relevant to funds management,ability to perform testing,service provider oversight,AML support,and prepare compliance reports.
Analyst - Compliance
Phoenix or Sunrise or Charlotte or Sandy
$66k-$103k/yr HybridFull Time
Bachelor's degree or equivalent work experience; knowledge of compliance and operational risk management; strong leadership, analytical, and communication skills; U.S. work authorization required without visa sponsorship.
Head of Compliance
Charlotte, North Carolina, United States
OnsiteFull Time
15+ YOE15+ MgmtBachelor’s degree required and 15+ years in compliance, regulatory affairs, risk management, or related legal/compliance work in financial services or insurance; enterprise leadership experience required.
Microsoft Office Suite
Trade Compliance Investigator
Charlotte or Houston or Washington or Atlanta or Chicago
$101k-$126k/yr HybridFull Time
5+ YOE5+ years trade compliance or investigations experience; knowledge of ITAR, EAR, OFAC; lead investigator experience; proficiency with trade compliance systems; U.S. Person status required.
OCR EASE, Kharon, Sayari, SAP
Director, Execution Compliance
Charlotte, North Carolina, United States
HybridFull Time
10+ YOE10+ years managing federal compliance and project execution; deep knowledge of FAR/DFARS/DEAR/EAR/ITAR and CMMC/CUI/UCNI/FOCI; bachelor’s degree required; U.S. citizenship and ability to obtain security clearance.
FAR, DFARS, DEAR, EAR, ITAR, CMMC, CUI, UCNI
Senior Compliance Specialist
Fort Mill, South Carolina, United States
OnsiteFull Time
6+ YOEBachelor's degree in Business Administration, Public Administration, or equivalent; 6+ years experience in business/operational analysis, reporting, or data-centric applications; experience with laws, regulations, licensing, audits, and regulatory coordination; valid driver's license and vehicle; professional compliance certification preferred.
Compliance Manager - Product Development
Timonium or Chicago or Charlotte or Naperville or Williamsville or Glastonbury or Melville or Beachwood or Bala Cynwyd or Leawood or West Bridgewater or Lake Mary or Alpharetta or Alexandria or Jersey City or Lone Tree or Harrisburg or Roseville or Ewing or Plano or Phoenix or Dublin
$114k-$128k/yr HybridFull Time
5+ YOEBachelor's degree or 10 years P&C product development experience; 5 years commercial/professional underwriting; management experience; knowledge of ISO forms, rates, rules, and regulatory compliance.
Privacy Compliance Coordinator
Charlotte, North Carolina, United States
OnsiteFull Time
6+ YOE6–7 years healthcare privacy/compliance experience, associate or bachelor degree in related field, knowledge of HIPAA and state privacy laws, strong communication, analytical and MS Office skills.
Microsoft Office, Microsoft Outlook, Microsoft Word, Microsoft Teams
Export Compliance Officer
Mooresville, North Carolina, United States
OnsiteFull Time
3+ YOEUS citizenship, Secret clearance eligibility, Bachelor's degree in related field, 3+ years export compliance experience with ITAR, EAR, OFAC, and experience with government export systems and ERP trade modules.
DECCS, SNAP-R, PIEE, ERP
Trade Compliance Specialist
New Haven or Berlin or Phoenix or Somerset or Salem or Monroe or Lake Forest or Charlotte or Rockwood
OnsiteFull Time
7+ YOEBachelor's degree in international trade, business, logistics, supply chain, or related field; 7+ years of trade compliance experience; advanced Microsoft Excel data manipulation; strong communication and organizational skills.
Microsoft Excel, VLOOKUP, Pivot Tables
Trade Compliance Manager
Gastonia, North Carolina, United States
HybridFull Time
8+ YOEBachelor's degree in related field; 8-10+ years trade compliance experience with import/export responsibility; knowledge of 19 CFR, Foreign Trade Regulations, ECCN, HTS classification; experience with customs communication.
SAP
AVP, Compliance
Charlotte, North Carolina, United States
$168k-$190k/yr HybridFull Time
15+ YOEBachelor's degree; 15+ years in a similar role for a commercial insurance carrier; management experience required.
Compliance Analyst
Fort Mill or Tempe +1 more
$64k-$106k/yr OnsiteFull Time
3+ YOEBachelor's degree; 3+ years financial services experience; FINRA licenses (Series 7, 66, 24) preferred; Microsoft Office proficiency; strong communication, analytical, and problem-solving skills.
Microsoft Office, Microsoft Outlook, Microsoft Teams, Microsoft Excel, Microsoft Word
Testing & Monitoring Compliance Analyst II
Fayetteville or Greenville or Charlotte or Wilmington or Asheville or Greensboro or Raleigh
OnsiteFull Time
5+ YOEBachelor's degree or 5+ years related experience; in-depth background in bank administration, operations, compliance, and auditing; strong leadership and communication; valid driver's license; ability to work in professional office environment.
Senior Compliance Specialist - Surveillance Team
Charlotte, North Carolina, United States
OnsiteFull Time
4+ YOE4+ years compliance experience or equivalent; 2+ years surveillance or monitoring experience desired; knowledge of AI tools; familiarity with equity, derivative, fixed income securities; Series 7 licensing; strong analytical and communication skills.
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