149 compliance analyst jobs at 103 companies in Maryland
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Regulatory & Compliance Analyst
Bethesda, Maryland, United States
OnsiteFull Time
Eagle Creek Renewable Energy: Private U.S. hydroelectric power producer that owns, operates, and develops facilities for electricity consumers.
Bachelor's degree in environmental science, environmental policy, engineering, or related field preferred experience in regulatory or environmental compliance, permitting, compliance tracking, and environmental data analysis.
Guidehouse: Global consulting firm serving public and commercial sectors.
10+ YOEActive TS/SCI clearance with full-scope polygraph; high school diploma/GED and 10+ years of relevant experience, or master's degree and 5+ years. Compliance, internal controls, process improvement, and national security experience required.
Tower Federal Credit Union: Member-owned, not-for-profit credit union serving members in Maryland, Virginia, and Washington, D.C. with banking and lending services.
5+ YOEBachelor’s degree and 5–8 years of related compliance, risk, audit, or quality control experience, including 3+ years executing compliance monitoring and testing programs in financial services.
Housing Opportunities Commission: Public housing authority providing affordable homes and supportive services to low- and moderate-income Montgomery County residents.
3+ YOEManage compliance reporting, investigate findings, implement corrective action, lead system upgrades, perform data analysis, redesign business processes, and train staff; LIHTC and HCV certifications required within six months.
Columbia or Greenville or Charleston or Myrtle Beach or California or Colorado or District of Columbia or Florida or Georgia or Illinois or Maryland or Massachusetts or Minnesota or New York or Ohio or Pennsylvania or Tennessee or Texas or West Virginia or North Carolina or South Carolina
HybridFull Time
Nelson Mullins: U.S. full-service law firm providing legal and government-relations services to businesses, institutions, and individuals.
2+ YOE2+ years in governance, risk, compliance, vendor risk, audit support, or related work. Bachelor's degree preferred; experience with security assessments, audits, vendor reviews, or compliance programs preferred.
Lead Compliance Analyst - Transamerica Asset Management
Denver or Cedar Rapids or Baltimore
$98k-$105k/yrHybridFull Time
Transamerica Asset Management, Inc.: SEC-registered investment adviser providing investment management services to individuals and institutions.
5+ YOEBachelor's or advanced degree or equivalent experience; 5+ years progressive mutual fund and investment adviser compliance experience; knowledge of Investment Company and Investment Advisers Acts; proficiency with Microsoft Suite and Office 365.
Microsoft Outlook, Microsoft Excel, Microsoft Word, Microsoft Office, Office 365
Lead Compliance Analyst - Transamerica Asset Management
Denver or Cedar Rapids or Baltimore
$98k-$105k/yrHybridFull Time
Transamerica Asset Management, Inc.: SEC-registered investment adviser providing investment management services to individuals and institutions.
5+ YOEMinimum 5 years mutual fund/investment adviser compliance experience; knowledge of Investment Company and Investment Advisers Acts; bachelor’s or advanced degree or equivalent experience; strong communication and analytical skills; Microsoft Suite proficiency.
Microsoft Outlook, Microsoft Excel, Microsoft Word, Office 365
Principal Regulatory Compliance Analyst - Linthicum MD
Linthicum Heights, Maryland, United States +1 more
$90k-$135k/yrOnsiteFull Time
Northrop GrummanNYSE: NOC: Global aerospace and defense technology.
3+ YOERequires a master's degree and 3 years, bachelor's degree and 5 years, or high school diploma and 9 years of relevant experience, plus compliance analysis, risk assessment, due diligence, communication, and Microsoft Office proficiency.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint
Owings Mills or Colorado or Washington or Maryland or New York or California or District of Columbia +1 more
$87k-$185k/yrHybridFull Time
T. Rowe PriceNASDAQ: TROW: Global asset management firm providing investment and retirement services.
5+ YOEBachelor's degree or equivalent experience, 5+ years of relevant work experience, FINRA Series 7 and Series 24 registrations, regulatory compliance expertise, and advanced Excel and Word proficiency.
FINRA CRD, Microsoft Excel, Microsoft Word, Microsoft Power BI
Senior Compliance Analyst, Licensing and Registration
Towson or Philadelphia
$80k-$95k/yrOnsiteFull Time
Janney Montgomery Scott: Private full-service wealth management firm serving individuals, families, businesses, and institutions with financial advice.
5+ YOEMinimum 5 years licensing and registration experience; knowledge of state securities, insurance producer, and investment advisor registration requirements; Microsoft Office, Excel, PowerPoint, Outlook; strong communication and organizational skills.
Microsoft Office, Microsoft Excel, Microsoft PowerPoint, Microsoft Outlook, Xchange, Trax, ServiceNow, DTCC
Compliance Testing Analyst II - Lending Compliance Testing (Hybrid - see potential locations in description)
Buffalo or Bridgeport or Baltimore or Boston or Wilmington
$62k-$104k/yrHybridFull Time
M&T BankNYSE: MTB: A diversified financial services providing banking and wealth management.
2+ YOEBachelor's degree in business-related curriculum and 2+ years relevant work experience in compliance, audit, or risk management; or 6 years combined education/experience including 2 years relevant. Financial services industry experience preferred.
T. Rowe PriceNASDAQ: TROW: Global asset management firm providing investment and retirement services.
5+ YOEBachelor's degree or equivalent plus 5+ years relevant experience; FINRA Series 7 and 24 required (or obtainable within 6 months); working knowledge of regulatory requirements; advanced Microsoft Excel and Word; Power BI and SharePoint preferred.
Microsoft Excel, Microsoft Word, Microsoft Power BI, Microsoft SharePoint
United States or California or Colorado or Connecticut or Florida or Georgia or Illinois or Kansas or Massachusetts or Maryland or Maine or New Jersey or North Carolina or New York or Ohio or Oregon or Tennessee or Texas or Virginia or Washington
$125k-$160k/yrRemoteFull Time
NinjaOne: Privately held NinjaOne provides endpoint management, patching, backup, and remote access software for IT teams and MSPs.
Hands-on FedRAMP authorization experience, NIST SP 800-53 Rev 5 and FedRAMP High baseline knowledge, experience with 3PAOs, POA&M management, cloud security tools (Wiz, Tenable, Qualys, AWS Security Hub), and U.S. citizenship or lawful permanent residency.
University of Maryland, College Park: Public research university located in College Park, Maryland.
3+ YOEBachelor's degree; 3 years professional finance/accounting/compliance experience; knowledge of GAAP; Microsoft Office skills; ability to communicate and prioritize.
Alabama or Arkansas or Arizona or California or Colorado or Connecticut or Florida or Georgia or Idaho or Illinois or Indiana or Iowa or Kansas or Kentucky or Louisiana or Massachusetts or Maine or Maryland or Michigan or Minnesota or Missouri or Montana or North Carolina or Nebraska or New Jersey or New Mexico or Nevada or New York or Ohio or Oklahoma or Oregon or Pennsylvania or South Carolina or South Dakota or Tennessee or Texas or Utah or Vermont or Virginia or Washington or Wisconsin or West Virginia
$80k-$100k/yrRemoteFull Time
Kin Insurance: Insurance is a private direct-to-consumer digital homeowners insurance provider serving U.S. homeowners.
2+ YOE2+ years data analysis, compliance reporting, or similar; working SQL proficiency; ability to translate regulatory requirements into data needs; strong documentation and communication skills.
Link Solutions, Inc.: Private IT services contractor providing cybersecurity, infrastructure, cloud, and application services to U.S. federal agencies.
7+ YOEU.S. citizen; active DoD Secret clearance; 7+ years technical writing/compliance experience; bachelor's degree in related field; proficiency with Microsoft Office Suite; experience with RMF, NIST, and DoD frameworks.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft Visio, Microsoft SharePoint
Pennsylvania or Maryland or Delaware or New Jersey or Virginia or West Virginia or North Carolina or South Carolina or Georgia or Florida +1 more
$73k-$121k/yrRemoteFull Time
Fulton BankNASDAQ: FULT: Regional financial services holding based in Pennsylvania.
5+ YOE5+ years data analysis and report development in banking compliance; strong PowerBI/Tableau skills; bachelor's degree preferred; CRCM preferred; must be authorized to work in the US without sponsorship.
Power BI, Tableau, Microsoft Excel, Microsoft SharePoint, One Drive, Python, Java, SQL, ACL
Miltenyi Biotec: German private biotechnology developing and manufacturing cell-processing and cell-therapy technologies for biomedical researchers and clinicians.
8+ YOEBachelor's in accounting/finance required, CPA or CMA preferred, 8+ years accounting/finance experience with strong IFRS expertise, multinational/ERP (SAP) exposure, and audit/process improvement experience.
FINRA: Private nonprofit self-regulatory organization that supervises U.S. broker-dealers and protects investors.
7+ YOEBachelor's degree in computer science, computer engineering, cybersecurity or related field preferred; 7+ years IT systems experience with cybersecurity emphasis; 3+ years AWS security controls; NIST RMF experience; GRC platform risk register experience.
DLH CorporationNasdaq Capital Market: DLHC: Public U.S. government contractor providing health, cybersecurity, research, and engineering solutions to federal agencies.
Bachelor's degree, 5+ years securing Microsoft 365 cloud tenants, federal security framework experience, relevant certifications, and ability to obtain Public Trust clearance.
Microsoft 365, Microsoft Teams, Microsoft SharePoint, Microsoft OneDrive, Microsoft Copilot, NIST SP 800-53, AWS, Microsoft Azure, GCP, FedRAMP